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Investment Bank

Investment Bank

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MiFID II RTS 27 Quality of Execution Reporting

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Introduction

Art. 27 (3) of Directive 2014/65/EU on markets in financial instruments (MiFID II) requires that for financial instruments subject to the trading obligation each trading venue and systematic internaliser and for other financial instruments each execution venue makes available to the public, without any charges, data relating to the quality of execution of transactions on that venue. The reports shall be published quarterly and shall include details about price, costs, speed and likelihood of execution for individual financial instruments.

Click on the links below to access RTS 27 Reports specific for each instrument and entity.

Please note that due to the amount of data and the formatting required to make the reports available in machine readable format, the compressed file size for some reports may be larger than 30MB.

BARCLAYS BANK PLC (BBPLC)

1st April 2018 to 30th June 2018:

1st January 2018 to 31st March 2018:

BARCLAYS CAPITAL SERVICES LTD (BCSL)

1st April 2018 to 30th June 2018:

1st January 2018 to 31st March 2018:

Disclaimer

Barclays has prepared and published these reports in order to meet Barclays’ regulatory obligations under Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions (the “RTS 27 Reports”).

Barclays notes that the RTS 27 Reports do not distinguish between circumstances where a financial instrument is being traded independently or as part of a package.

Where Barclays has identified issues with the underlying data for the RTS 27 Reports Barclays has, in some instances, deliberately excluded and/or altered information. Barclays has made best efforts to ensure that these exclusions and/or alterations do not present clients with materially misleading RTS 27 Reports. There is some risk that these amendments may result in the positive or negative alteration of the information presented. Barclays reserves the right to update and republish the RTS 27 Reports at any time following internal reviews of the accuracy of the information published and to include additional financial instruments.

The assumptions and methodologies used to produce the RTS 27 Reports may not be used for the preparation of future reports. Barclays does not guarantee the correctness or completeness of the information in the RTS 27 Reports and shall not be responsible for or have any liability for any loss or damage caused by errors, inaccuracies or omissions in connection with the use of or reliance on this information.

BARCLAYS

This communication has been prepared by Barclays.

“Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and any subsidiaries or affiliates of such holding company.

CONFLICTS OF INTEREST 

BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment banking products and services to clients, Barclays may act in several capacities (including issuer, market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of interest which may impact the performance of a product.

NOT RESEARCH

This document is from a Barclays Trading and/or Distribution desk and is not a product of the Barclays Research department. Any views expressed may differ from those of Barclays Research.

BARCLAYS POSITIONS

Barclays may at any time acquire, hold or dispose of long or short positions (including hedging and trading positions) and trade or otherwise effect transactions for their own account or the account of their customers in the products referred to herein which may impact the performance of a product.

FOR INFORMATION ONLY THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.

NO OFFER

Barclays is not offering to sell or seeking offers to buy any product or enter into any transaction. Any offer or entry into any transaction requires Barclays’ subsequent formal agreement which will be subject to internal approvals and execution of binding transaction documents.

NO LIABILITY

Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise) arising from the use of this communication or its contents or reliance on the information contained herein, except to the extent this would be prohibited by law or regulation.

NO ADVICE

Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not provided, any investment advice or personal recommendation to you in relation to the transaction and/or any related securities described herein and is not responsible for providing or arranging for the provision of any general financial, strategic or specialist advice, including legal, regulatory, accounting, model auditing or taxation advice or services or any other services in relation to the transaction and/or any related securities described herein.

Accordingly Barclays is under no obligation to, and shall not, determine the suitability for you of the transaction described herein. You must determine, on your own behalf or through independent professional advice, the merits, terms, conditions and risks of the transaction described herein.

THIRD PARTY INFORMATION

Barclays is not responsible for information stated to be obtained or derived from third party sources or statistical services.

PAST & SIMULATED PAST PERFORMANCE

Any past or simulated past performance including back-testing, modelling or scenario analysis contained herein is no indication as to future performance.

No representation is made as to the accuracy of the assumptions made within, or completeness of, any modelling, scenario analysis or back-testing.

OPINIONS SUBJECT TO CHANGE

All opinions and estimates are given as of the date hereof and are subject to change. The value of any investment may also fluctuate as a result of market changes. Barclays is not obliged to inform the recipients of this communication of any change to such opinions or estimates.

NOT FOR RETAIL

This document is being directed at persons who are professionals and is not intended for retail customer use.


IMPORTANT DISCLOSURES

For important regional disclosures you must read, visit the link relevant to your region. Please contact your Barclays representative if you are unable to access.

EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html

APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html

U.S.: https://www.home.barclays/disclosures/important-us-disclosures.html


CONFIDENTIAL

This communication is confidential and is for the benefit and internal use of the recipient for the purpose of considering the securities/transaction described herein, and no part of it may be reproduced, distributed or transmitted without the prior written permission of Barclays.

ABOUT BARCLAYS

Barclays offers premier investment banking products and services to its clients through Barclays Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.

Barclays Capital Securities Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Capital Securities Limited is registered in England No. 1929333 with its registered office at 1 Churchill Place, London E14 5HP.

COPYRIGHT

© Copyright Barclays 2018 (all rights reserved).

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