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Investment Bank

Investment Bank

Parsys 1

MiFID II RTS 28 Top Five Execution Venue and Broker Reporting

Parsys 2

Introduction

Art. 27 (6) of Directive 2014/65/EU on markets in financial instruments (MiFID II) requires investment firms who execute client orders to summarise and make public on an annual basis, for each class of financial instruments the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

Click on the links below to access RTS 28 Reports specific for each instrument and entity:

2017

BARCLAYS BANK PLC (BBPLC)

Top 5 Execution Venue Reporting:

(a) Equities – Shares & Depositary Receipts

(b) Debt Instruments

(c) Interest Rates Derivatives

(d) Credit Derivatives

(e) Currency Derivatives 

(f) Structured Finance Instruments 

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(g) Equity Derivatives

(h) Securitized Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(i) Commodities Derivatives

(j) Contracts For Difference

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(k) Exchange Traded Products

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(l) Emission Allowances

(m) Other Instruments

Top 5 Execution Broker Reporting:

(a) Equities – Shares & Depositary Receipts

(b) Debt Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(c) Interest Rates Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(d) Credit Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(e) Currency Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(f) Structured Finance Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(g) Equity Derivatives

(h) Securitized Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(i) Commodities Derivatives

(j) Contracts For Difference

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(k) Exchange Traded Products

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(l) Emission Allowances

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(m) Other Instruments

BARCLAYS CAPITAL SERVICES LTD (BCSL)

Top 5 Execution Venue Reporting:

(a) Equities – Shares & Depositary Receipts

(b) Debt Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(c) Interest Rates Derivatives

(d) Credit Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(e) Currency Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(f) Structured Finance Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(g) Equity Derivatives

(h) Securitized Derivatives

(i) Commodities Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(j) Contracts For Difference

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(k) Exchange Traded Products

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(l) Emission Allowances

  • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(m) Other Instruments

Top 5 Execution Broker Reporting:

(a) Equities – Shares & Depositary Receipts

(b) Debt Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(c) Interest Rates Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(d) Credit Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(e) Currency Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(f) Structured Finance Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(g) Equity Derivatives

(h) Securitized Derivatives

(i) Commodities Derivatives

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(j) Contracts For Difference

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(k) Exchange Traded Products

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(l) Emission Allowances

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

(m) Other Instruments

  • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
  • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)
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